FINRA is proposing to amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to add new FINRA Rules 12808 and 13808 to accelerate the processing of arbitration proceedings for parties who qualify based on their age or health condition.
Please refer to the following Regulatory Circulars for more information on the FINRA rule change:
Please direct questions to the Regulatory Department at Regulatory@miaxglobal.com or (609) 897-7309.
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