Alternative Investment Fund Managers Directive (AIFMD) Directive

• Exclusion related to UNGC/OECD Guidelines (2734)

Environmental, Social and Governance (ESG) rating activities Regulation

• Group-affiliated small ESG rating providers (2737)
• ESMA assessment of temporary regime notification (2738)
• Content of temporary regime notification (2739)
• Small ESG rating provider no longer meeting temporary regime size requirements (2740)

Market Abuse Regulation (MAR) Regulation

• Scope of the exception in Article 19(12a) of MAR to PDMRs’ general prohibition to trade during the closed period (2624)

Markets in Crypto-Assets Regulation (MiCA) Regulation

• Scope of the term “trading platform for crypto-assets” in Article 78(5) of MiCA (executing client orders outside of a trading platform) (2711)

Prospectus Regulation

• Documents drawn up in accordance with Annex IX PR (2741)
• Prospectus exemption: subscription rights (2742)

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive

• Exclusion related to UNGC/OECD Guidelines (2733)

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