China Financial Futures Exchange Revised The Measures On The Management Of Market Makers

9th November 2020

Kaizen Reporting Wins ‘Best Compliance Product – Regulatory Reporting’ At Buy-Side Technology Awards

6th November 2020

Shanghai International Energy Exchange Releases The Notice On The Adjustment Of Storage Fee Of Futures Crude Oil And Futures Low Sulfur Fuel Oil

6th November 2020

Japan's Securities And Exchange Surveillance Commission: Public Consultation On Partially Amendment Of Securities Monitoring Guidelines

6th November 2020

Japan's Securities And Exchange Surveillance Commission: Public Consultation On Partially Amendment Of Securities Monitoring Guidelines

30th November 2020

Shanghai International Energy Exchange Has Released Its Circular On The Approval Of BANDS Financial Limited As Overseas Special Brokerage Participant

6th November 2020

Japan's Financial Services Agency: Public Consultation On Cabinet Office Order To Partially Amend Cabinet Office Order On Financial Instruments Business, Etc., The Ordinance To Partially Amend The Ordinance On Financial Services Providers' Deposit For Operation And Regulatory Notices

6th November 2020

New Zealand Financial Markets Authority Releases Standard Conditions For Licensing Of Financial Advice

5th November 2020

ASIC: Former Macquarie Financial Adviser Charged With Dishonesty Offences

5th November 2020

British Columbia Securities Commission Panel Rejects Request To Unlock Registered Retirement Accounts

5th November 2020