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UBS MTF Trading Notice Double Volume Cap Update

Following the ESMA update published on 9 January, UBS MTF would like to inform you of the resumption of trading under the Reference Price Waiver for most instruments that were suspended in July 2018, as well as the implementation of several additional double volume cap suspensions.

Effective from the start of trading on Monday 14 January 2019:

  • the DVC suspension ends for 27 instruments and therefore these instruments will again be available for trading under the Reference Price Waiver again; and
  • six-month suspension commences for 21 instruments which means that they will not be available for under the Reference Price Waiver during this period. These capped instruments remain available for trading under the Large in Scale waiver as well as on our Periodic Auction Order Book, and
  • an additional six-month re-suspension for nine instruments will also take effect at the same time. 

Our daily Stock Universe file, published on our website at https://www.ubs.com/global/en/investment-bank/ib/multilateral-trading-facility/reference-data.html and by SFTP, will be updated to reflect the additional suspensions and the resumptions for trading on Wednesday morning. A list of the new suspensions and reinstated instruments is attached to this notice.

 

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